The origin of the baptismal formula

I am happy to announce the publication of my article “The Baptismal Formula: a Search For Origins” in Ecclesia Orans 39 (2022), 391-414.

Abstract:
The origins of the baptismal formula found in fourth century eastern baptismal rites are explored. It is suggested that the formula originates as early as the first century in a syntactic dialogue between the candidate and the baptizer. The prayer of the candidate is subsequently transferred to the baptizer and, because it originated as a calling out by the candidate, is known as an epiklesis. The recognition that “epiklesis” in the third and fourth centuries may refer to the formula clarifies a number of aspects of the development of the baptismal rite.

Sommario:
Vengono esplorate le origini della formula battesimale presente nei riti battesimali orientali del IV secolo. Si suggerisce che la formula abbia origine già nel I secolo in un dialogo sintattico tra il candidato e il battezzatore. La preghiera del candidato viene successivamente trasferita al battezzatore e, poiché ha origine da un’invocazione da parte del candidato, è nota come epiklesis. Il riconoscimento che “epiklesis” nel III e IV secolo possa riferirsi alla formula chiarisce una serie di aspetti dello sviluppo del rito battesimale.

Canones Hippolyti, naturally enough, provide some evidence for the argument, as indeed does Traditio apostolica. There is some mention of Constitutiones apostolorum and a citation of the Didascalia, so we can say that this really is relevant to the blog! Towards the end I also suggest a solution to the issue of whether Didache 7.1 represents a baptismal formula.

Offprints may be supplied through the usual channels.

Disclaimer: I have no comment on goings-on in Detroit and Phoenix, or on the response from the Congregation.

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The baptismal rite in the Ethiopic versions of Traditio apostolica

One baffling aspect of the mediaeval Ethiopic version of Traditio apostolica is the presence of an additional baptismal rite, apart from a version of that found in other versions of Traditio apostolica (ed. Hugo Duensing, Der Äthiopische Text der Kirchenordnung des Hippolyt (Göttingen: Vandenhoeck & Ruprecht, 1946), 81-127.)

Alessandro Bausi, “The baptismal ritual in the earliest Ethiopic canonical liturgical collection” in Heinzgerd Brakmann et al (ed), Neugeboren aus Wasser und Heiligem Geist”: Kölner Kolloquium zur Initiatio Christiana (Münster: Aschendorff, 2020), 31-83 has now published a version of a clearly closely related baptismal ritual from the Axumite collection from which he derived the new text of Traditio apostolica. I have yet to explore it in detail, but since I have at present, as a result of the ongoing discussion with Maxwell Johnson about the interrogation in the Egyptian rite, a particular interest in the introduction of the syntaxis into Egyptian baptismal rites (generally suggested to have taken place in the fourth century on the basis of the appearance of such a syntaxis in Canones Hippolyti, evidence which has now disappeared with the denial of an Egyptian provenance to this document) and in the role and presence of the five-membered creed found in the Deir Balizeh papyrus and elsewhere (including Epistula apostolorum) as part of my overall argument that declaratory creeds are no less primitive than interrogatory creeds (though the language is misleading), I took a particular interest in the baptismal confession found in the Axumite ordo.

Essentially this baptismal confession is the same as that found in the present Coptic rite, namely the declaration of the five-membered creed, followed by a brief interrogation: “Do you believe?” “I believe” repeated three times. What is notable, however, is the absence of any syntaxis. This implies a rather later entrée of the syntaxis into Egyptian rites (it is, for instance, present in the current Coptic rite) than previously thought.

Turning to the version in the mediaeval Ethiopic of Traditio apostolica we find that the same baptismal profession that is in the Axumite rite, as in the present Coptic rite, in in place, namely the prompted repetition of the five-membered creed and the repeated question “Do you believe?” (though are very slight variations between the Axumite version and the mediaeval version.) This later rite, however, has a syntaxis. This syntaxis, however, is none other than, yet again, the same five-membered creed, which is thus repeated twice in the ritual! In the version of the rite of Traditio apostolica within this text the same, expanded, version of the five-membered creed as found in the Coptic version of the Traditio is found, albeit partly conformed to the interrogatory shape of the original. But given that the version in the second ritual lacks the expansions this can hardly be put down to the influence of Traditio apostolica. I think there may be more to say about this… but consider that after writing a 138 word sentence that that’s enough for now.

The interrogation in Egyptian baptismal rites

In response to my article The early Alexandrian baptismal creed: declaratory, interrogatory… or both?” Questions liturgiques 95 (2014), 237-253 (which came out in 2015(!)), questioning whether Egypt had ever known an “interrogatory” baptismal rite, Maxwell Johnson has responded, defending his position, in “Interrogatory creedal formulae in early Egyptian baptismal rites: a reassessment of the evidence” Questions liturgiques 101 (2021), 75-93. I have now drafted a response to his response which, I think, brings some valuable new considerations into play. It may be that I will have to revise my original position slightly, but if this new evidence is as significant as I think it is then the position to which I originally took exception, namely that the original form of baptismal profession in Egypt was an interrogation like that found in Traditio apostolica, is completely excluded,

I also think that the issues explored go beyond the narrow concern of the Egyptian baptismal rite, as it raises the whole question of the priority of “interrogatory” creeds over “declaratory” credal statements.

There is a definite church order aspect to this, as the discussion involves a consideration of the baptismal interrogations in Canones Hippolyti and the Sahidic version of Traditio apostolica.

I knocked the response in a couple of days (nights actually). Because it was written in haste and heat I let myself cool off and, whilst cooling off, posted the draft to academia.edu as a discussion paper, in the hope of guidance and correction from those equipped to guide and correct.

The discussion ended with no comment from anyone. From this I concluded that nobody was that bothered. However, I made some revisions, removed the academia discussion, and sent it off anyway… I can now announce that the result, “The interrogation in Egyptian baptismal rites: a further consideration” will appear in Questions liturgiques in due course. Whether anyone reads it is, of course, another question.

Here, anyway, is the abstract of the forthcoming article:
In response to Alistair C Stewart, Maxwell Johnson has presented arguments for continuing to see an interrogation in the original Egyptian baptismal rite. This article takes a fresh look at the question, suggesting that the evidence cannot lead to a certain conclusion on this point. Nonetheless, the form of the stipulatio, introduced into Egypt in the third century and previously unknown there, tends to indicate that the interrogatory baptismal rite, which employs this form, is a western phenomenon. It is possible that the interrogation entered Egyptian baptismal rituals as a result of the widespread Egyptian adoption of the stipulatio.